SCHEDULE: Intracoastal Capital Discloses 9.99% Stake in Cemtrex

Intracoastal Capital LLC, along with Mitchell P. Kopin and Daniel B. Asher, reported a 9.99% beneficial ownership stake in Cemtrex Inc. common stock.

Summary

• Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC (collectively, the "Reporting Persons") have filed an Amendment No. 2 to Schedule 13G regarding their beneficial ownership in Cemtrex Inc.
• The Reporting Persons collectively beneficially own 82,018 shares of Cemtrex Inc. common stock, representing approximately 9.99% of the class.
• This ownership is primarily derived from shares issuable upon the exercise of a warrant held by Intracoastal Capital LLC (the "Intracoastal Warrant").
• The calculation of the 9.99% ownership is based on 738,987 shares of Common Stock outstanding after Cemtrex Inc.'s reverse stock split on September 29, 2025, plus the 82,018 shares issuable from the warrant.
• The Intracoastal Warrant includes a blocker provision, preventing its exercise to the extent that it would result in beneficial ownership exceeding 9.99% of the Common Stock.
• Without this blocker provision, the Reporting Persons would have beneficial ownership of 133,412 shares of Common Stock.
• The Reporting Persons share both voting and dispositive power over the 82,018 beneficially owned shares.
• The filing certifies that the securities were not acquired and are not held for the purpose of changing or influencing the control of Cemtrex Inc., other than activities solely in connection with a nomination under Rule 14a-11.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership and does not contain information that would inherently lead to a positive or negative sentiment regarding the company's operational or financial performance. The investment is stated as passive.

Positives

• A significant beneficial ownership stake by institutional investors like Intracoastal Capital LLC, along with individuals Mitchell P. Kopin and Daniel B. Asher, can signal confidence in Cemtrex Inc.'s long-term prospects.
• The disclosure of a passive investment, as indicated by the Schedule 13G filing, suggests a belief in the company's value without immediate intentions to influence control.

Negatives

• The presence of a blocker provision in the Intracoastal Warrant limits the Reporting Persons' ability to increase their stake beyond 9.99%, potentially capping their influence or future investment flexibility.

Risks

• The blocker provision in the Intracoastal Warrant limits the Reporting Persons' ability to increase their beneficial ownership beyond 9.99%, which could restrict their potential influence or strategic options related to Cemtrex Inc.

Future Outlook

This filing does not contain any forward-looking statements or guidance from Cemtrex Inc. or the Reporting Persons regarding the company's future performance or strategic direction.

Industry Context

This filing represents a standard disclosure of significant beneficial ownership by a passive investor group, common in the public markets. It reflects an investment decision by the Reporting Persons in Cemtrex Inc., an industrial and technology company.

Stakeholder Impact

• Shareholders: The disclosure of a significant, passive stake by an institutional investor group may be viewed as a positive signal of investor confidence in Cemtrex Inc.

Key Dates

Keywords

Cemtrex Inc., Intracoastal Capital LLC, Mitchell P. Kopin, Daniel B. Asher, Beneficial Ownership, Schedule 13G, Common Stock, Warrant, Passive Investment, Reverse Stock Split