SCHEDULE: Intracoastal Capital Discloses 7.3% Stake in Cemtrex

Intracoastal Capital LLC, along with Mitchell P. Kopin and Daniel B. Asher, reported a 7.3% beneficial ownership stake in Cemtrex Inc. common stock.

Summary

• Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC (the "Reporting Persons") collectively hold beneficial ownership of 605,011 shares of Cemtrex Inc. common stock.
• This ownership represents approximately 7.3% of Cemtrex Inc.'s common stock.
• The shares are issuable upon the exercise of a warrant held by Intracoastal Capital LLC.
• The calculation of the percentage is based on 7,711,663 shares outstanding as of December 29, 2025, as reported by the Issuer, plus the 605,011 shares from the warrant.
• The Reporting Persons share both voting and dispositive power over all 605,011 shares.
• The filing certifies that the securities were not acquired for the purpose of changing or influencing control of Cemtrex Inc., except for activities related to a nomination under Rule 14a-11.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as a neutral to slightly positive development, as it indicates an institutional investor group has taken a significant stake, which can be seen as a vote of confidence, though the filing itself contains no operational news.

Positives

• A significant institutional investor group, Intracoastal Capital LLC, has taken a notable stake in Cemtrex Inc., potentially signaling confidence in the company's long-term prospects.
• The beneficial ownership is derived from a warrant, indicating a prior investment decision that is now being formally disclosed as a significant stake.

Risks

• The filing explicitly states that the securities were not acquired for the purpose of changing or influencing control of the issuer, mitigating immediate concerns about activist investor intervention, other than activities solely in connection with a nomination under Rule 14a-11. This specific carve-out for nominations could imply a potential for future engagement regarding board composition, which could be a risk for current management if not aligned.

Future Outlook

Not applicable. This filing is a historical disclosure of ownership as of a specific date.

Industry Context

StockSavvy.ai notes that the disclosure of a significant stake by an institutional investor group like Intracoastal Capital LLC can sometimes be interpreted by the market as a vote of confidence in the issuer, Cemtrex Inc. Such filings are routine for investors crossing certain ownership thresholds and provide transparency into the company's shareholder base.

Corporate Governance

Stakeholder Impact

• Shareholders: The disclosure of a significant institutional stake could be viewed positively, potentially increasing investor confidence and market liquidity. The explicit denial of intent to control, with the caveat for nominations, provides clarity on the investor group's current stance.
• Management: Management gains clarity on a significant shareholder's position and intent, particularly regarding potential board nominations.

Key Dates

Recommendation

This filing is a routine disclosure of beneficial ownership and does not contain information about Cemtrex Inc.'s operational performance, financial health, or strategic direction. While the presence of an institutional investor group holding a significant stake can be a positive signal, there is insufficient new information within this specific filing to warrant a "buy" or "sell" recommendation. Investors should "hold" and await further company-specific news or financial reports to make a more informed decision.

Keywords

Cemtrex Inc., CTXR, Schedule 13G, beneficial ownership, Intracoastal Capital, Mitchell P. Kopin, Daniel B. Asher, common stock, warrant, institutional investor, SEC filing