SCHEDULE: Cemtrex Inc. Ownership Filing: Intracoastal Capital Holds 3.5%

Intracoastal Capital LLC, along with individuals Mitchell P. Kopin and Daniel B. Asher, has reported a beneficial ownership of 3.5% of Cemtrex Inc.'s common stock as of June 30, 2026, primarily through a warrant.

Summary

• This filing is an amendment to a Schedule 13G, indicating a change in beneficial ownership reporting for Cemtrex Inc.
• The reporting persons are Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC.
• As of June 30, 2026, the reporting persons collectively beneficially owned 398,734 shares of Cemtrex Inc. common stock.
• This ownership represents approximately 3.5% of the class of securities outstanding.
• The shares are beneficially owned through the exercise of a warrant held by Intracoastal Capital LLC.
• The reporting persons certify that the securities were not acquired for the purpose of influencing control of the issuer.

Sentiment

Score: 3

Explanation: StockSavvy.ai views this filing as neutral to slightly negative, as it primarily reports a passive ownership stake and does not indicate any active strategic involvement or significant positive developments.

Positives

• The reporting persons hold a significant minority stake (3.5%) in Cemtrex Inc., which could indicate confidence in the company's future value.
• The filing confirms that the ownership is passive and not intended to influence control, which may be viewed positively by existing management and other shareholders.

Negatives

• The filing does not disclose any new strategic initiatives or positive operational updates from the company itself.
• The ownership is derived from a warrant, suggesting it may not represent a direct, long-term equity investment in the same way as purchased shares.

Risks

• The primary risk is that the 3.5% stake, while notable, may not be sufficient to influence company strategy or performance significantly.
• The reliance on a warrant for ownership means the stake is contingent on exercise, which could be influenced by market conditions or company performance.

Future Outlook

The filing itself does not contain forward-looking statements or guidance from Cemtrex Inc. The future outlook is dependent on the company's own disclosures and market performance.

Management Comments

• "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11."
• "After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct."

Industry Context

StockSavvy.ai notes that Schedule 13G filings are common for institutional investors and significant shareholders to report passive stakes. This filing indicates a notable but not controlling ownership position in Cemtrex Inc., a company operating in the technology and manufacturing sectors.

Stakeholder Impact

• Shareholders: The filing provides transparency on a significant minority ownership, which may influence investor perception.
• Management: The certification of passive intent may alleviate concerns about hostile takeovers or undue influence.
• Creditors: No direct impact is indicated by this filing.

Next Steps

• The reporting persons will continue to monitor their beneficial ownership stake in Cemtrex Inc.
• Cemtrex Inc. will continue its business operations as previously disclosed.

Key Dates

Keywords

Cemtrex Inc., Schedule 13G, Ownership, Beneficial Ownership, Intracoastal Capital LLC, Mitchell P. Kopin, Daniel B. Asher, Warrant