Form 4: Director Richard Buller Transfers Celcuity Stock Options

Director Richard E. Buller reported a transfer of 12,503 stock options to a family trust on June 10, 2026.

Summary

• Director Richard E. Buller executed a transfer of 12,503 stock options with an exercise price of $10.69.
• The transaction involved moving these options from direct ownership to indirect ownership via a trust.
• The reporting person and his spouse serve as trustees and beneficiaries of the trust, maintaining beneficial ownership.
• The options are fully vested and expire on May 19, 2035.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as it is a non-discretionary change in ownership structure for estate planning purposes.

Positives

• The transaction represents a change in holding structure rather than a divestment, indicating continued alignment with company interests.

Negatives

• None identified; this is a routine internal transfer of beneficial ownership.

Risks

• The value of the options is subject to the future market performance of Celcuity Inc. common stock relative to the $10.69 exercise price.

Future Outlook

No forward-looking guidance provided in this filing.

Industry Context

StockSavvy.ai notes that internal transfers of equity between personal accounts and family trusts are standard estate planning procedures and do not typically signal changes in management sentiment regarding company performance.

Comparison to Industry Standards

• The filing follows standard SEC disclosure requirements for Section 16 reporting persons.
• The use of trusts for holding equity is a common practice among corporate directors for long-term wealth management.

Related Party Transactions

• The transaction involves a transfer to a trust where the reporting person and his spouse are trustees and beneficiaries.

Stakeholder Impact

• No material impact on shareholders, employees, or creditors.

Next Steps

• No future actions or milestones mentioned.

Key Dates

Keywords

Celcuity, CELC, Form 4, Insider Trading, Stock Options, Director