Form 4: Caterpillar Inc. Executive Reports Stock Transactions

Sentiment:

SEC Filing


William E. Schaupp, Chief Accounting Officer of Caterpillar Inc., reports acquisition and disposal of common stock.

Summary

  • On February 11, 2025, William E. Schaupp, Chief Accounting Officer of Caterpillar Inc., acquired 856 shares of common stock.
  • These shares were acquired at a price of $0.
  • Also on February 11, 2025, Schaupp disposed of 230 shares of common stock at a price of $362.7.
  • This disposal was to satisfy tax obligations arising from the vesting of performance-based restricted stock units.
  • Following these transactions, Schaupp beneficially owns 2,313 shares of Caterpillar Inc. common stock.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing, so the sentiment is neither positive nor negative.

Industry Context

This filing is a routine disclosure of stock transactions by a company insider, as required by the SEC. It provides transparency into the trading activities of key personnel.

Key Dates

DateDescription
03/07/2022Date of grant of performance-based restricted stock units.
02/11/2025Date of stock acquisition and disposal.
02/13/2025Date of signature for the report.

Keywords

Form 4, Caterpillar Inc., Stock Transaction, Beneficial Ownership, William E. Schaupp, CAT, Chief Accounting Officer

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