Form 4: Caterpillar Inc. Executive Reports Stock Transaction
SEC Form 4 Filing
Derek Owens, CLO & General Counsel of Caterpillar Inc., reports a transaction involving common stock to cover tax obligations.
Summary
- On April 1, 2024, Derek Owens, the CLO & General Counsel of Caterpillar Inc., had 72 shares of common stock withheld to cover tax obligations.
- The shares were withheld at a price of $365.29 per share.
- Following the transaction, Owens directly owns 4,108 shares of Caterpillar Inc. common stock.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing regarding a stock transaction for tax purposes, indicating a neutral sentiment.
Industry Context
This is a routine filing related to executive compensation and tax obligations, common among publicly traded companies.
Key Dates
| Date | Description |
|---|---|
| 04/01/2022 | Date of restricted stock units grant related to the tax obligation. |
| 04/01/2024 | Date of the stock transaction (shares withheld for tax obligations). |
| 04/02/2024 | Date of signature on the Form 4 filing. |
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