Form 4: Caterpillar Inc. Executive Derek Owens Reports Stock Transactions

Chief Legal Officer Derek Owens of Caterpillar Inc. reports acquisition and disposal of common stock due to dividend adjustments and tax obligations.

Summary

• On February 11, 2025, Derek Owens, Chief Legal Officer of Caterpillar Inc., reported acquiring 642 shares of common stock due to dividend accrual at a price of $0.
• On the same day, Owens disposed of 174 shares of common stock at $362.7 to satisfy tax obligations related to vesting of performance-based restricted stock units granted on March 7, 2022.
• Following these transactions, Owens beneficially owns 4,607 shares of Caterpillar Inc. common stock.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing stock transactions, with no inherent positive or negative sentiment.

Industry Context

This filing is a routine disclosure of stock transactions by a company executive, which is a common practice among publicly traded companies to ensure transparency and compliance with securities regulations.

Stakeholder Impact

• The transactions have a minimal impact on stakeholders as they represent a small portion of the overall outstanding shares.

Key Dates

Keywords

Caterpillar Inc., Derek Owens, stock transaction, Form 4, beneficial ownership, dividend accrual, tax obligation, restricted stock units