Form 4: Caterpillar Inc. Executive Cheryl Johnson Reports Stock Transactions

Cheryl Johnson, Chief Human Resources Officer at Caterpillar Inc., reports acquisition and disposal of company stock, including shares withheld for tax obligations.

Summary

• Cheryl Johnson, Chief Human Resources Officer of Caterpillar Inc., filed a Form 4 detailing changes in her beneficial ownership of the company's stock.
• On February 11, 2025, she acquired 3,345 shares of common stock at $0, likely related to vesting of restricted stock units.
• On the same day, she disposed of 919 shares at $362.70 to cover tax obligations arising from the vesting of performance-based restricted stock units granted on March 7, 2022.
• Following these transactions, Johnson directly owns 15,435 shares of Caterpillar Inc. common stock.
• She also indirectly owns 252 shares held in a 401(k) plan, based on a statement dated January 31, 2025.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment.

Industry Context

Executive stock transactions are routinely monitored to gauge sentiment and alignment of interests between management and shareholders. Form 4 filings provide transparency into these transactions.

Stakeholder Impact

• The transactions may have a minor impact on shareholders due to the change in ownership, but the overall effect is likely negligible.

Key Dates

Keywords

Form 4, Caterpillar Inc., Cheryl Johnson, Stock Transactions, Beneficial Ownership, CAT, Executive Compensation, Restricted Stock Units, Tax Obligations, 401(k) Plan