Form 4: Caterpillar Inc. Executive Cheryl H. Johnson Reports Stock Transaction
SEC Filing Form 4
Chief Human Resources Officer Cheryl H. Johnson reports disposition of Caterpillar Inc. shares to cover tax obligations from vesting restricted stock units.
Summary
- Cheryl H. Johnson, Chief Human Resources Officer of Caterpillar Inc., filed a Form 4 on March 5, 2025, reporting a transaction that occurred on March 4, 2025.
- The transaction involved the disposition of 232 shares of Common Stock at a price of $325.3 to satisfy tax obligations arising from the vesting of restricted stock units granted on March 4, 2024.
- Following the transaction, Johnson directly owns 15,255 shares of Caterpillar Inc. Common Stock.
- Johnson also indirectly owns 255 shares held by a 401(k) plan, based on a statement as of February 28, 2025.
Sentiment
Score: 5
Explanation: Neutral sentiment as it's a routine transaction disclosure.
Industry Context
This is a routine disclosure related to executive compensation and stock ownership, common among publicly traded companies.
Stakeholder Impact
- The transaction has a minimal impact on shareholders as it is a routine sale of shares by an executive to cover tax obligations.
Key Dates
| Date | Description |
|---|---|
| 03/04/2024 | Date of restricted stock units grant. |
| 02/28/2025 | Date of 401(k) plan statement. |
| 03/04/2025 | Date of stock disposition for tax obligations. |
| 03/05/2025 | Date of Form 4 filing. |
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