Form 4: Caterpillar Inc. Executive Anthony Fassino Reports Stock Transactions

Group President Anthony Fassino of Caterpillar Inc. reports acquisition and disposal of company stock, including shares withheld for tax obligations.

Summary

• On February 11, 2025, Anthony D. Fassino, Group President at Caterpillar Inc., reported transactions involving Caterpillar's common stock.
• Fassino acquired 9,901 shares of common stock.
• He also disposed of 4,162 shares to cover tax obligations related to vesting of performance-based restricted stock units.
• The price per share for the tax obligation transaction was $362.7.
• Following these transactions, Fassino directly owns 38,779 shares of Caterpillar common stock.
• Additionally, Fassino indirectly owns 1,468 shares held by a 401(k) plan as of January 31, 2025.

Sentiment

Score: 5

Explanation: This is a neutral report of stock transactions, with no inherent positive or negative sentiment.

Industry Context

This filing is a routine disclosure of stock transactions by a company executive, as required by the SEC. It provides transparency into the executive's holdings and transactions in the company's stock.

Stakeholder Impact

• The transactions may have a minor impact on shareholders by slightly altering the ownership structure.

Key Dates

Keywords

Caterpillar Inc., Anthony Fassino, Stock Transactions, Form 4, SEC Filing, Beneficial Ownership, CAT