Form 4: Carters CFO & COO Reports Routine Stock Transaction

Carters Inc. CFO & COO Richard F. Westenberger reported a disposition of 2,852 shares of common stock to cover tax obligations from restricted stock vesting.

Summary

• Richard F. Westenberger, the Chief Financial Officer and Chief Operating Officer of Carters Inc. (CRI), reported a transaction on January 8, 2026.
• The transaction involved the disposition of 2,852 shares of Carters Inc. common stock.
• These shares were withheld to satisfy tax withholding obligations that arose from the vesting of restricted stock.
• The price per share for the disposed stock was $34.64.
• Following this transaction, Westenberger beneficially owns 144,173 shares of common stock.
• A portion of the beneficially owned shares are restricted and subject to either time-vesting or performance-based conditions.

Sentiment

Score: 5

Explanation: The filing reports a routine insider transaction for tax purposes, which is neutral in sentiment. It reflects the vesting of previously granted restricted stock, which is generally positive, but the disposition itself is a compliance matter.

Positives

• The vesting of restricted stock indicates that performance or time-based conditions were met, reflecting positively on the company's performance or the executive's tenure.

Negatives

• The disposition of 2,852 shares reduces the direct beneficial ownership of the CFO & COO, although this is a standard practice for tax purposes.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

This is a routine insider transaction common across publicly traded companies where executives receive equity compensation. The disposition of shares for tax withholding upon vesting of restricted stock is a standard practice and does not typically indicate a change in management's outlook on the company.

Stakeholder Impact

• Shareholders: The transaction is a routine compliance event and is unlikely to have a significant direct impact on shareholders. It provides transparency into executive stock ownership changes.
• Employees: No direct impact on employees is indicated by this filing.

Key Dates

Keywords

Carters Inc, CRI, Form 4, Insider Transaction, Stock Disposition, Tax Withholding, Restricted Stock, CFO, COO, Executive Compensation