Form 4: Carnival Corp General Counsel Enrique Miguez Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


Enrique Miguez, General Counsel of Carnival Corp, reports the withholding of shares to cover taxes associated with the vesting of restricted stock units.

Summary

  • On February 18, 2025, Enrique Miguez, General Counsel of Carnival Corporation, reported changes in beneficial ownership of Carnival Corp [CCL] common stock.
  • The transactions involved the withholding of shares by the issuer to cover taxes associated with the vesting of restricted stock units.
  • Specifically, 4,862 shares were withheld related to Management Incentive Plan-tied restricted stock units granted on February 21, 2023, 1,945 shares were withheld related to performance-based restricted stock units granted on February 21, 2023, and 2,097 shares were withheld related to time-based restricted stock units granted on April 21, 2023, all at a price of $25.93.
  • Following these transactions, Miguez directly owns 94,350 shares of Carnival Corp common stock.

Sentiment

Score: 5

Explanation: This is a neutral filing related to standard executive compensation practices. It doesn't indicate positive or negative sentiment.

Industry Context

This filing is a routine disclosure related to executive compensation and is typical for publicly traded companies. It reflects the standard practice of withholding shares to cover tax obligations upon the vesting of restricted stock units.

Stakeholder Impact

  • The transaction has a minor impact on shareholders as it relates to executive compensation and does not significantly alter the company's financial position.

Key Dates

DateDescription
02/21/2023Date of grant for Management Incentive Plan-tied restricted stock units.
02/21/2023Date of grant for performance-based restricted stock units.
04/21/2023Date of grant for time-based restricted stock units.
02/18/2025Date of transaction (share withholding).
02/19/2025Date of signature.

Keywords

beneficial ownership, Carnival Corp, Enrique Miguez, restricted stock units, Form 4, tax withholding, CCL

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