Form 4: Carmell Corp Director Richard Upton Reports Stock Transactions
SEC Form 4 Filing
Director Richard Upton reports purchasing shares and disposing of shares of Carmell Corp common stock.
Summary
- On August 20, 2024, Richard Upton, a director of Carmell Corp, reported a transaction involving the company's common stock.
- Upton purchased 3,600 shares at an average price of $0.894 per share.
- Upton also disposed of 10,000 shares of common stock.
- Following these transactions, Upton directly owns 57,659 shares and indirectly owns 1,358,019 shares through Harbor Light Capital Partners.
- The reported transactions were filed on September 21, 2024.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions by a company director. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the trading activities of company insiders. These filings are closely watched by investors for signals about management's confidence in the company's prospects.
Stakeholder Impact
- The transactions may be of interest to shareholders as they provide insight into the actions of a company director.
Key Dates
| Date | Description |
|---|---|
| 08/19/2024 | Deemed execution date for a transaction. |
| 08/20/2024 | Date of stock purchase and disposal transactions. |
| 09/21/2024 | Date of Form 4 filing. |
Keywords
Form 4, Beneficial Ownership, Richard Upton, Carmell Corp, CTCX, Stock Transactions, Director, Harbor Light Capital Partners
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