Form 4: Carmell Corp Director Richard Upton Reports Stock Purchase and Disposal

Director Richard Upton reports purchasing 5,000 shares of Carmell Corp and disposing of 15,000 shares.

Summary

• Richard Upton, a director of Carmell Corp, filed a Form 4 detailing changes in beneficial ownership.
• On September 13, 2024, Upton purchased 5,000 shares of common stock at an average price of $0.4672 per share.
• On the same day, Upton disposed of 15,000 shares of common stock.
• Following these transactions, Upton directly owns 59,260 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of the date of this filing.
• Upton also has indirect beneficial ownership of 1,358,019 shares through Harbor Light Capital Partners.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing stock transactions by a company director, with no inherent positive or negative sentiment.

Industry Context

Form 4 filings are standard practice for company insiders to report transactions in their company's stock, providing transparency to the market.

Stakeholder Impact

• The transactions may have a minor impact on shareholders, reflecting insider sentiment and potential market activity.

Key Dates

Keywords

Form 4, Beneficial Ownership, Carmell Corp, CTCX, Richard Upton, Director, Stock Purchase, Stock Disposal, Harbor Light Capital Partners