Form 4: Carlyle Group CEO Harvey Schwartz Reports Acquisition of Dividend Equivalent Units

Harvey M. Schwartz, CEO of Carlyle Group Inc., reports the acquisition of 50,131 dividend equivalent units on March 1, 2024, increasing his total holdings to 7,549,528 shares.

Summary

• Harvey M. Schwartz, the Chief Executive Officer of Carlyle Group Inc., filed a Form 4 on March 5, 2024, reporting a transaction that occurred on March 1, 2024.
• The transaction involved the acquisition of 50,131 shares of Common Stock, identified as dividend equivalent units.
• These units were acquired at a price of $0.00.
• Following this transaction, Schwartz's total beneficial ownership of Common Stock increased to 7,549,528 shares.
• The dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards granted on February 15, 2023, and will vest on the same schedule and terms as the underlying awards.

Sentiment

Score: 7

Explanation: The sentiment is neutral to positive as it reflects standard executive compensation practices and alignment with company performance. There are no indications of negative events or concerns.

Positives

• The acquisition of dividend equivalent units reflects continued investment and alignment of the CEO with the company's performance.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.

Stakeholder Impact

• The transaction signals continued confidence from the CEO in the company's future, which can positively influence shareholder sentiment.

Key Dates