Form 4: CareTrust REIT Officer Granted 11,133 RSUs

Sentiment:

Insider Transaction Report


CareTrust REIT's Chief Accounting Officer, Lauren Beale, was granted 11,133 restricted stock units vesting over three years.

Summary

  • Lauren Beale, Chief Accounting Officer of CareTrust REIT, Inc. (CTRE), received a grant of 11,133 restricted stock units (RSUs).
  • The RSUs were granted on January 2, 2026, at a price of $0 per unit, indicating an equity award.
  • These RSUs will vest in three equal annual installments, with the first vesting date on January 31, 2027.
  • Vesting is contingent upon Ms. Beale's continued service to the company.
  • Following this transaction, Ms. Beale beneficially owns 82,214 shares of CareTrust REIT common stock.
  • The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating a pre-arranged trading plan.
  • A Power of Attorney was filed, authorizing specific individuals to act on behalf of Lauren Beale for SEC reporting purposes.

Sentiment

Score: 7

Explanation: The grant of restricted stock units to a key officer is a positive sign of aligning management incentives with shareholder value, reflecting standard compensation practices. No negative implications are present.

Positives

  • The grant of restricted stock units aligns management's interests with shareholders through equity ownership, incentivizing long-term performance.
  • The transaction was pre-planned under a Rule 10b5-1(c) plan, indicating a structured and compliant approach to equity compensation.

Risks

  • The vesting of the restricted stock units is subject to the reporting person's continued service, meaning the shares are not guaranteed if employment ceases before vesting dates.

Future Outlook

NA

Industry Context

NA

Corporate Governance

Change TypeDescriptionEffective DateImpact Assessment
Power of AttorneyLauren Beale granted a Power of Attorney to specific individuals (Derek Bunker, Stephanie Singer, Shelly Heyduk, Tai Vivatvaraphol, Kurt Cronican) to handle her SEC reporting obligations, including Forms 3, 4, 5, Schedule 13D/G, and Form 144 filings.01/05/2026Streamlines compliance with SEC filing requirements for the reporting person, ensuring timely and accurate submissions.

Stakeholder Impact

  • Shareholders: The grant of equity to a Chief Accounting Officer aligns her interests with shareholder value, potentially encouraging long-term performance.
  • Employees: Standard equity compensation practices can positively influence employee retention and motivation, especially for key personnel.

Next Steps

  • The restricted stock units will vest in three equal annual installments, with the first installment on January 31, 2027, subject to continued service.

Key Dates

DateDescription
01/02/2026Date of RSU grant transaction.
01/05/2026Date of execution of Power of Attorney by Lauren Beale.
01/06/2026Date Form 4 was signed by attorney-in-fact.
01/31/2027First vesting date for restricted stock units.

Keywords

CareTrust REIT, CTRE, Lauren Beale, Restricted Stock Units, RSU Grant, Insider Transaction, Equity Compensation, Form 4, Chief Accounting Officer, 10b5-1 Plan

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