Form 4: Director Powelson Buys CGEH Stock in Private Offering

Capstone Green Energy Holdings Director Robert F. Powelson acquired 12,500 shares of voting common stock at $2 per share in a private offering, increasing his direct beneficial ownership.

Summary

• Robert F. Powelson, a Director of Capstone Green Energy Holdings, Inc. (CGEH), acquired 12,500 shares of voting common stock.
• The transaction occurred on November 25, 2025, at a price of $2.00 per share.
• These shares were purchased as part of the Issuer's private offering.
• Following this transaction, Powelson directly beneficially owns 80,867 shares of voting common stock and 60,795 shares of non-voting common stock.
• His beneficial ownership of voting common stock includes 4,149 restricted stock units (RSUs) that fully vest one year from their grant date, subject to continued service.
• His beneficial ownership also includes 12,658 restricted stock units (RSUs) that will fully vest on February 12, 2026.

Sentiment

Score: 7

Explanation: The sentiment is positive due to a director's purchase of company stock, which typically signals confidence in the company's prospects. The private offering also suggests a capital infusion.

Positives

• Director Robert F. Powelson increased his direct beneficial ownership of voting common stock by 12,500 shares, demonstrating confidence in the company's future.
• The purchase was made at a specific price of $2.00 per share, providing a valuation point for the private offering.
• The private offering indicates a capital infusion for the company.

Future Outlook

The filing does not provide specific forward-looking statements or guidance beyond the vesting schedules for restricted stock units.

Industry Context

This filing is a standard disclosure of an insider transaction and does not provide broader industry context or trends.

Related Party Transactions

• The purchase of shares by Director Robert F. Powelson in the Issuer's private offering constitutes a related party transaction.

Stakeholder Impact

• Shareholders: Increased confidence due to director's investment, potential dilution from private offering (though not explicitly stated as dilutive in this filing).
• Company: Receives capital from the private offering.

Next Steps

• Vesting of 4,149 restricted stock units one year from their grant date.
• Vesting of 12,658 restricted stock units on February 12, 2026.

Key Dates

Keywords

CGEH, Capstone Green Energy Holdings, insider transaction, stock purchase, Form 4, director, private offering, beneficial ownership, restricted stock units