Form 4: Capitol Federal Financial Executive Vice President Rick C. Jackson Reports Stock Purchases

Rick C. Jackson, Executive Vice President of Capitol Federal Financial, Inc., reports purchasing shares of CFFN common stock and holding phantom stock units.

Summary

• On February 24, 2025, Rick C. Jackson, Executive Vice President of Capitol Federal Financial, Inc. (CFFN), purchased shares of CFFN common stock.
• The purchases were made in multiple transactions at prices of $5.885, $5.87, and $5.8699 per share.
• These transactions resulted in a total of 191,428 directly owned shares of CFFN common stock.
• Jackson also holds 23,352 shares of CFFN common stock indirectly through an ESOP.
• Additionally, Jackson holds phantom stock units which will be settled in cash three years from the date of acquisition.
• Jackson also holds non-qualified stock options for 55,910 shares of CFFN common stock at an exercise price of $14.43, which are fully vested and exercisable.

Sentiment

Score: 6

Explanation: Neutral sentiment as it's a routine disclosure of stock transactions by an executive. The purchase itself could be seen as mildly positive, but the filing is primarily informational.

Positives

• Executive's purchase of company stock may signal confidence in the company's future performance.

Industry Context

Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders.

Stakeholder Impact

• The stock purchase by an executive may have a slightly positive impact on shareholder sentiment.

Key Dates