Form 4: Capital One Officer Trades COF Shares
Insider Transaction Report
Kaitlin Haggerty, Chief Human Resources Officer at Capital One Financial Corp, reported transactions involving company common stock.
Summary
- Kaitlin Haggerty, Chief Human Resources Officer of Capital One Financial Corp (COF), engaged in stock transactions on May 12th and May 13th, 2026.
- On May 12th, 2026, 1,307 shares of common stock were disposed of at a price of $183.93 per share.
- On May 13th, 2026, an additional 119 shares of common stock were disposed of at a price of $182.59 per share.
- These transactions were executed under a Rule 10b5-1 trading plan established on February 6, 2026.
- Following these transactions, Haggerty beneficially owns 49,181 shares of Capital One common stock.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this filing as neutral, as it represents routine insider stock transactions executed under a pre-established trading plan.
Negatives
- Kaitlin Haggerty disposed of a total of 1,426 shares of Capital One common stock across two transactions.
Future Outlook
No specific future outlook or guidance is provided in this filing, as it pertains to insider stock transactions.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider stock transactions. The use of a Rule 10b5-1 plan indicates pre-planned trading activity, often used by executives to diversify holdings or manage personal finances without violating insider trading regulations.
Stakeholder Impact
- Shareholders: The disposal of shares by a key executive may be observed, but the use of a Rule 10b5-1 plan suggests it is part of a pre-determined strategy rather than a reaction to material non-public information.
Key Dates
| Date | Description |
|---|---|
| 02/06/2026 | Date trading plan entered into by reporting person in accordance with Rule 10b5-1. |
| 05/12/2026 | Transaction date for the disposal of 1,307 shares of common stock. |
| 05/13/2026 | Transaction date for the disposal of 119 shares of common stock. |
| 05/14/2026 | Date the statement was signed by the reporting person (via POA). |
Keywords
Capital One Financial Corp, COF, Form 4, Insider Trading, Stock Transaction, Kaitlin Haggerty, Rule 10b5-1
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