Form 4: Capital One General Counsel Sells 2,000 Shares

Capital One Financial Corp's General Counsel, Matthew W. Cooper, sold 2,000 shares of common stock for $211.99 per share under a pre-arranged 10b5-1 trading plan.

Summary

• Matthew W. Cooper, General Counsel & Corporate Secretary of Capital One Financial Corp, disposed of 2,000 shares of common stock.
• The transaction occurred on October 2, 2025, with shares sold at a price of $211.99 each.
• The sale was executed pursuant to a Rule 10b5-1 trading plan, which was established on January 23, 2025.
• Following this transaction, Matthew W. Cooper beneficially owns 98,486 shares of Capital One common stock.

Sentiment

Score: 5

Explanation: The transaction was executed under a pre-arranged Rule 10b5-1 trading plan, which typically indicates a planned liquidity event or diversification strategy rather than a direct signal of management's immediate sentiment regarding the company's future performance.

Negatives

• An officer of Capital One Financial Corp sold 2,000 shares of common stock.

Stakeholder Impact

• Shareholders may note the reduction in insider ownership, though the pre-planned nature of the sale mitigates concerns about its signaling effect.

Key Dates

Recommendation

The sale of shares by a corporate officer, while a reduction in insider holdings, was conducted under a Rule 10b5-1 trading plan. Such plans are pre-scheduled and often for personal financial planning, diversification, or liquidity, rather than a reflection of a change in the company's fundamental outlook. Therefore, this single transaction does not provide a strong signal to alter an investment position, warranting a 'hold' recommendation based solely on this filing.

Keywords

Capital One, COF, Insider Trading, Form 4, Stock Sale, Matthew W. Cooper, 10b5-1 Plan, General Counsel