Form 4: Capital One General Counsel Matthew Cooper Reports Stock Disposals to Cover Tax Obligations
SEC Form 4 Filing
Matthew Cooper, General Counsel & Corporate Secretary of Capital One Financial Corp, reported the disposal of common stock to cover tax obligations related to vesting restricted stock units.
Summary
- On February 15, 2025, Matthew W. Cooper, General Counsel & Corporate Secretary of Capital One Financial Corp, reported the disposal of common stock.
- The disposals were made to satisfy tax obligations associated with the vesting of restricted stock units.
- These restricted stock units were granted on February 3, 2022, January 26, 2023, and February 1, 2024.
- A total of 3,867 shares of common stock were disposed of at a price of $202.16 per share.
- Following the transactions, Cooper beneficially owns 70,863 shares of Capital One common stock.
Sentiment
Score: 5
Explanation: Neutral sentiment as the filing relates to routine stock disposals for tax purposes.
Industry Context
This is a routine filing related to executive compensation and tax obligations, common among publicly traded companies.
Stakeholder Impact
- The stock disposal has a minimal impact on shareholders as it is a routine transaction.
Key Dates
| Date | Description |
|---|---|
| February 3, 2022 | Date of restricted stock units grant associated with the first stock disposal. |
| January 26, 2023 | Date of restricted stock units grant associated with the second stock disposal. |
| February 1, 2024 | Date of restricted stock units grant associated with the third stock disposal. |
| February 15, 2025 | Date of stock disposal to cover tax obligations. |
| 02/19/2025 | Date of signature on the Form 4 filing. |
Keywords
Form 4, Capital One, Stock Disposal, Matthew Cooper, Restricted Stock Units, Tax Obligations, Beneficial Ownership
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