Form 4: Capital One General Counsel Acquires 8,001 Shares of Common Stock
SEC Form 4 Filing
Matthew W. Cooper, General Counsel & Corporate Secretary of Capital One Financial Corp, acquired 8,001 shares of common stock on February 4, 2025.
Summary
- On February 4, 2025, Matthew W. Cooper, General Counsel & Corporate Secretary of Capital One Financial Corp, acquired 8,001 shares of common stock at $0 per share.
- Following the transaction, Cooper directly owns 74,730 shares of Capital One common stock.
- The acquisition involved restricted stock units that vest in 1/3 increments beginning on February 15, 2026, and annually thereafter, with each unit representing a contingent right to receive one share of company common stock.
Sentiment
Score: 6
Explanation: The sentiment is neutral. It's a routine disclosure of an insider transaction. The acquisition of shares by an executive is generally viewed as a positive sign, but without additional context, it's difficult to gauge the overall impact.
Positives
- The acquisition of shares by a high-ranking officer could be interpreted as a positive signal about the company's prospects.
Future Outlook
The restricted stock units will vest in 1/3 increments beginning on February 15, 2026, and annually thereafter.
Industry Context
Form 4 filings are routine disclosures required by the SEC to provide transparency regarding insider transactions in publicly traded companies. This filing indicates a change in beneficial ownership by a company insider.
Comparison to Industry Standards
- Comparing Matthew Cooper's holdings and transactions to those of similar executives at peer financial institutions like JPMorgan Chase (JPM), Bank of America (BAC), and Citigroup (C) would provide context.
- Analyzing the vesting schedules and terms of restricted stock units granted to executives at these comparable companies would offer a benchmark for Capital One's compensation practices.
- Reviewing the overall insider ownership percentages at these firms can indicate alignment between management and shareholder interests.
Stakeholder Impact
- The transaction could have a minor positive impact on shareholder sentiment.
Key Dates
| Date | Description |
|---|---|
| February 4, 2025 | Date of stock acquisition by Matthew W. Cooper. |
| February 6, 2025 | Date of signature on the Form 4 filing. |
| February 15, 2026 | First vesting date for the restricted stock units. |
| October 31, 2026 | Expiration date of Notary Public commission. |
Keywords
Capital One, COF, Matthew W. Cooper, General Counsel, Corporate Secretary, Stock Acquisition, Form 4, Restricted Stock Units, Beneficial Ownership, Securities
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