Form 4: Capital One Financial CEO Sells Shares
Insider Transaction (Form 4)
Richard D Fairbank, Chairman and CEO and a Director of Capital One Financial Corp, sold 90,743 shares of common stock on October 27, 2026.
Summary
- Option exercise/conversion: acquired 40,743 Common Stock at $86.34 ($3,517,751) on October 27, 2026; holds 4,109,263 after (Direct).
- Open-market sale: disposed of 46,845 Common Stock at $202.32 ($9,477,680) on October 27, 2026; holds 4,062,418 after (Direct).
- Open-market sale: disposed of 37,025 Common Stock at $203.29 ($7,526,812) on October 27, 2026; holds 4,025,393 after (Direct).
- Open-market sale: disposed of 6,873 Common Stock at $204.19 ($1,403,398) on October 27, 2026; holds 4,018,520 after (Direct).
- Option exercise/conversion: disposed of 40,743 Stock Options on October 27, 2026; holds 40,743 after (Direct).
Sentiment
Score: 4
Explanation: StockSavvy.ai views this as a mildly negative but low-conviction signal: an insider sold $18,407,891 of stock under a pre-arranged Rule 10b5-1 plan, which is typically routine.
Insider Transactions
Richard D Fairbank — Director, Officer (Chairman and CEO)
Transaction made under a Rule 10b5-1 trading plan.
| Date | Transaction | Security | Shares | Price | Value | Held After |
|---|---|---|---|---|---|---|
| 2026-10-27 | Option exercise/conversion | Common Stock | 40,743 | $86 | $3.5M | 4,109,263 |
| 2026-10-27 | Open-market sale | Common Stock | 46,845 | $202 | $9.5M | 4,062,418 |
| 2026-10-27 | Open-market sale | Common Stock | 37,025 | $203 | $7.5M | 4,025,393 |
| 2026-10-27 | Open-market sale | Common Stock | 6,873 | $204 | $1.4M | 4,018,520 |
| 2026-10-27 | Option exercise/conversion | Stock Options | 40,743 | — | — | 40,743 |
Key Dates
| Date | Description |
|---|---|
| 2026-10-27 | Option exercise/conversion (40,743 shares) |
| 2026-10-27 | Open-market sale (46,845 shares) |
| 2026-10-27 | Open-market sale (37,025 shares) |
| 2026-10-27 | Open-market sale (6,873 shares) |
| 2026-10-27 | Option exercise/conversion (40,743 shares) |
Keywords
insider transaction, Form 4, COF, CAPITAL ONE FINANCIAL CORP, bearish, Richard D Fairbank
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