Form 4: Capital One Executive Robert M. Alexander Reports Stock Transactions
SEC Form 4 Filing
Robert M. Alexander, Chief Information Officer of Capital One Financial Corp, reports acquisition of performance shares and shares withheld for tax obligations.
Summary
- Robert M. Alexander, Chief Information Officer of Capital One Financial Corp, filed a Form 4 detailing changes in beneficial ownership.
- On March 10, 2025, Alexander acquired 7,365 shares of common stock related to a performance share award.
- The acquisition price was $0.
- On the same day, 3,322 shares were withheld by the company at a price of $163.87 to cover Alexander's tax obligations.
- Following these transactions, Alexander directly owns 63,485 shares of Capital One common stock.
- He also indirectly owns 100 shares through The Alexander Fund and 2 shares through Robert M. Alexander UGMA.
Sentiment
Score: 6
Explanation: The document is a routine regulatory filing. The sentiment is neutral as it simply reports transactions.
Positives
- The acquisition of performance shares indicates that Alexander met certain performance criteria set by the company.
Industry Context
Form 4 filings are standard practice for company insiders to report transactions in their company's stock, providing transparency to investors.
Comparison to Industry Standards
- Form 4 filings are a regulatory requirement for corporate insiders in the US, ensuring transparency in stock transactions.
- Similar filings are common across publicly traded companies and are used to monitor insider activity.
Stakeholder Impact
- The filing provides transparency to shareholders regarding executive stock transactions.
Key Dates
| Date | Description |
|---|---|
| February 3, 2022 | Date of original performance share award grant. |
| November 2, 2023 | Amendment date of the performance share award. |
| March 10, 2025 | Date of stock acquisition and tax withholding. |
| March 12, 2025 | Date of Form 4 filing. |
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