Form 4: Capital One Executive Robert M. Alexander Executes Stock Option and Sells Shares

Robert M. Alexander, Chief Information Officer of Capital One Financial Corp, exercised stock options and sold shares on July 17, 2024, according to a recent SEC filing.

Summary

• Robert M. Alexander, the Chief Information Officer of Capital One Financial Corp, executed a transaction involving the company's stock on July 17, 2024.
• Alexander exercised stock options to acquire 21,347 shares of common stock at a price of $86.34 per share.
• Simultaneously, Alexander sold 21,347 shares at $150 and 9,395 shares at $150.
• Following these transactions, Alexander directly owns 73,734 shares of Capital One common stock.
• Alexander also indirectly owns 100 shares through The Alexander Fund.
• The transactions were executed under a pre-arranged trading plan established on May 3, 2023, in accordance with Rule 10b5-1.

Sentiment

Score: 5

Explanation: The sentiment is neutral as it's a standard disclosure of insider trading activity under a pre-arranged plan.

Industry Context

This filing is a routine disclosure of insider transactions. It's common for executives to have pre-arranged trading plans to avoid accusations of trading on inside information.

Stakeholder Impact

• The transaction has a minimal direct impact on stakeholders as it's a routine insider transaction.

Key Dates