Form 4: Capital One Executive Reports Stock Disposals to Cover Tax Obligations

Robert M. Alexander, Chief Information Officer of Capital One Financial Corp, reported disposing of shares to cover tax obligations related to vesting restricted stock units.

Summary

• Robert M. Alexander, the Chief Information Officer of Capital One Financial Corp, filed a Form 4 detailing changes in beneficial ownership.
• The transactions involved the disposal of common stock to satisfy tax obligations associated with the vesting of restricted stock units.
• These restricted stock units were granted on February 3, 2022, January 26, 2023, and February 1, 2024.
• The disposals were executed on February 15, 2025, with a price of $202.16 per share.
• A total of 4,806 shares were disposed of to cover these tax obligations.
• Following these transactions, Alexander directly owns 59,442 shares of Capital One common stock.
• Alexander also indirectly owns 100 shares through The Alexander Fund and 2 shares through Robert M. Alexander UGMA.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing related to stock transactions for tax purposes, so it has a neutral sentiment.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. Disposals to cover tax obligations are common when restricted stock units vest.

Stakeholder Impact

• The stock disposal may have a minor impact on shareholders due to the increased supply of shares in the market, but it is unlikely to be significant.

Key Dates

Keywords

Form 4, Beneficial Ownership, Capital One, Stock Disposal, Tax Obligations, Restricted Stock Units, Robert M. Alexander, COF