Form 4: Capital One Executive Ravi Raghu Sells Shares to Cover Tax Obligations
SEC Form 4
Ravi Raghu, a Capital One executive, disposed of shares to cover tax obligations related to vesting restricted stock units.
Summary
- Ravi Raghu, Pres, Software, Intl & Sm Bus at Capital One Financial Corp, disposed of common stock on February 15, 2025, to cover tax obligations.
- The transactions involved the withholding of shares by the issuer to satisfy tax obligations associated with the vesting of restricted stock units granted on February 3, 2022, January 26, 2023, and February 1, 2024.
- A total of 474, 523, and 747 shares were disposed of at a price of $202.16 per share.
- Following the transactions, Raghu directly owns 30,184 shares of Capital One common stock.
Sentiment
Score: 5
Explanation: Neutral sentiment as the filing relates to routine tax-related stock disposals.
Industry Context
Executive stock transactions are a common occurrence in publicly traded companies, often related to compensation and tax planning. These transactions are closely monitored by investors for insights into management's perspective on the company's performance and future prospects.
Stakeholder Impact
- The stock disposal has a minimal impact on shareholders as it is related to tax obligations and does not indicate a change in the executive's long-term outlook on the company.
Key Dates
| Date | Description |
|---|---|
| 02/03/2022 | Date of restricted stock units grant associated with the first tax obligation. |
| 01/26/2023 | Date of restricted stock units grant associated with the second tax obligation. |
| 02/01/2024 | Date of restricted stock units grant associated with the third tax obligation. |
| 02/15/2025 | Date of stock disposal to cover tax obligations. |
| 02/19/2025 | Date of signature on the Form 4 filing. |
Keywords
Form 4, Capital One, Ravi Raghu, Stock Sale, Tax Obligations, Restricted Stock Units, COF
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