Form 4: Capital One Executive Ravi Raghu Reports Acquisition and Disposal of Common Stock
SEC Filing
Ravi Raghu, a Capital One executive, filed a Form 4 disclosing the acquisition and disposal of company common stock on February 4, 2025.
Summary
- On February 4, 2025, Ravi Raghu, President, Software, International & Small Business at Capital One Financial Corp, reported transactions involving Capital One common stock.
- Raghu acquired 4,748 shares of common stock.
- Raghu also disposed of 0 shares of common stock.
- Following these transactions, Raghu directly owns 31,928 shares of Capital One common stock.
- The filing also includes a Power of Attorney, granting certain individuals the authority to act on Raghu's behalf in matters related to securities filings.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral.
Future Outlook
The restricted stock units will vest in increments starting February 15, 2026, and annually thereafter, representing a future influx of shares.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders and their holdings in the company's stock.
Key Dates
| Date | Description |
|---|---|
| 02/04/2025 | Date of stock transaction and Power of Attorney execution. |
| 02/06/2025 | Date of signature for the Form 4 filing. |
| 02/15/2026 | First vesting date for restricted stock units. |
| 10/31/2026 | Expiration date of Notary Public commission. |
Keywords
Form 4, Capital One, Ravi Raghu, Stock, Acquisition, Disposal, Beneficial Ownership, COF, Securities, Power of Attorney
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