Form 4: Capital One Executive Michael Zamsky Reports Stock Disposals for Tax Obligations
SEC Form 4 Filing
Michael Zamsky, Chief Credit & Financial Risk Officer at Capital One, reported the disposal of common stock to cover tax obligations related to vesting restricted stock units.
Summary
- Michael Zamsky, Chief Credit & Financial Risk Officer of Capital One Financial Corp, filed a Form 4 on February 19, 2025.
- The form reports the disposal of Capital One common stock on February 15, 2025, to cover tax obligations.
- These disposals were related to the vesting of restricted stock units granted on February 3, 2022, January 26, 2023, and February 1, 2024.
- The disposals were executed at a price of $202.16 per share.
- Zamsky disposed of 898 shares, 1,053 shares, and 1,183 shares respectively.
- Following these transactions, Zamsky beneficially owns 28,461 shares of Capital One common stock.
Sentiment
Score: 5
Explanation: The filing reflects routine transactions related to tax obligations, indicating a neutral sentiment.
Industry Context
Form 4 filings are routine disclosures required by the SEC when company insiders trade in their company's stock. These filings provide transparency into the transactions of company executives and directors.
Stakeholder Impact
- The transactions have a minimal impact on shareholders as they are related to tax obligations and do not represent a change in the company's fundamentals.
Key Dates
| Date | Description |
|---|---|
| February 3, 2022 | Date of restricted stock units grant related to one of the tax obligation transactions. |
| January 26, 2023 | Date of restricted stock units grant related to one of the tax obligation transactions. |
| February 1, 2024 | Date of restricted stock units grant related to one of the tax obligation transactions. |
| February 15, 2025 | Date of stock disposal transactions. |
| February 19, 2025 | Date of Form 4 filing. |
Keywords
Form 4, Capital One, Zamsky, Stock Disposal, Tax Obligations, Restricted Stock Units, COF, Officer
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