Form 4: Capital One Executive Mark Mouadeb Reports Stock Disposals to Cover Tax Obligations

Sentiment:

SEC Form 4 Filing


Mark Daniel Mouadeb, President, U.S. Card at Capital One Financial Corp, reported the disposal of common stock to cover tax obligations related to vesting restricted stock units.

Summary

  • On February 15, 2025, Mark Daniel Mouadeb, President, U.S. Card at Capital One Financial Corp, disposed of shares of common stock to cover tax obligations.
  • The disposals were related to the vesting of restricted stock units granted on February 3, 2022, January 26, 2023, and February 1, 2024.
  • A total of 533 shares were disposed of at a price of $202.16 to cover taxes related to the February 3, 2022 grant.
  • An additional 697 shares were disposed of at $202.16 to cover taxes related to the January 26, 2023 grant.
  • Finally, 1,181 shares were disposed of at $202.16 to cover taxes related to the February 1, 2024 grant.
  • Following these transactions, Mouadeb directly owns 24,405 shares of Capital One common stock.

Sentiment

Score: 5

Explanation: The filing reflects routine transactions related to tax obligations, indicating a neutral sentiment.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. These filings are closely watched by investors seeking insights into management's perspective on the company's stock.

Stakeholder Impact

  • The stock disposal to cover tax obligations has a minimal impact on stakeholders.

Key Dates

DateDescription
February 3, 2022Date of restricted stock units grant related to the first stock disposal.
January 26, 2023Date of restricted stock units grant related to the second stock disposal.
February 1, 2024Date of restricted stock units grant related to the third stock disposal.
February 15, 2025Date of stock disposal transactions.
February 19, 2025Date of signature on the Form 4 filing.

Keywords

Form 4, Capital One, Stock Disposal, Restricted Stock Units, Tax Obligations, Insider Trading, Mouadeb

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