Form 4: Capital One Executive Lia Dean Reports Stock Sale
SEC Form 4 Filing
Lia Dean, a Capital One executive, reported selling 15,485 shares of common stock on May 1, 2024.
Summary
- On May 1, 2024, Lia Dean, Pres, Banking & Prem. Products at Capital One Financial Corp, sold 15,485 shares of common stock at a price of $143 per share.
- Following the transaction, Dean directly owns 53,810 shares of Capital One common stock.
- The sale was reported on a Form 4 filing with the SEC on May 2, 2024.
Sentiment
Score: 5
Explanation: This is a routine disclosure of an insider stock sale. It doesn't inherently indicate positive or negative sentiment about the company's prospects.
Industry Context
Form 4 filings are standard disclosures required by the SEC when corporate insiders buy or sell their company's stock. They provide transparency into insider transactions.
Stakeholder Impact
- The sale of shares by an executive could be perceived negatively by some shareholders, although it is a common occurrence.
Key Dates
| Date | Description |
|---|---|
| 05/01/2024 | Date of stock transaction |
| 05/02/2024 | Date of Form 4 filing |
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