Form 4: Capital One Executive Kara West Sells Shares

Capital One's Chief Enterprise Risk Officer, Kara West, sold a total of 721 shares of common stock on November 7, 2024.

Summary

• Kara West, Chief Enterprise Risk Officer at Capital One Financial Corp, sold 400 shares of common stock at $184.76 per share and 321 shares at $184.69 per share on November 7, 2024.
• Following these transactions, Ms. West directly owns 12,929 shares of Capital One common stock.
• The transactions were reported on a Form 4 filing with the SEC on November 12, 2024.

Sentiment

Score: 5

Explanation: The document is a neutral report of a stock sale by an executive, which is a normal occurrence. It doesn't indicate any positive or negative sentiment about the company's performance.

Industry Context

This is a routine disclosure of stock transactions by a company executive, which is common in the financial industry.

Comparison to Industry Standards

• Form 4 filings are standard practice for reporting insider transactions in publicly traded companies, such as Capital One.
• Similar filings are made by executives at other financial institutions like JPMorgan Chase (JPM) and Bank of America (BAC) when they trade their company's stock.

Stakeholder Impact

• The stock sale by an executive may have a minor impact on shareholder sentiment, but is unlikely to have a significant effect on the company's stock price.

Key Dates

Keywords

Capital One, Kara West, stock sale, insider trading, Form 4, executive, COF, share sale