COF.NYSECapital One Financial CORP

Form 4: Capital One Executive Kara West Reports Stock Transactions

Sentiment:

SEC Form 4 Filing

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Kara West, Chief Enterprise Risk Officer at Capital One Financial Corp, reports acquisition of stock and disposal of stock in a recent SEC filing.

Summary

  • Kara West, Chief Enterprise Risk Officer of Capital One Financial Corp, filed a Form 4 with the SEC.
  • The filing reports a transaction date of February 4, 2025.
  • West acquired 4,809 shares of common stock at $0.
  • West disposed of 0 shares of common stock.
  • Following the reported transactions, West beneficially owns 17,763 shares of Capital One common stock.
  • The filing also includes a Power of Attorney, granting authority to several individuals to execute and file statements and reports related to securities ownership on West's behalf.

Sentiment

Score: 5

Explanation: The document is a standard SEC filing, reflecting routine stock transactions by a company executive. It doesn't inherently convey positive or negative sentiment.

Future Outlook

The restricted stock units will vest in 1/3 increments beginning on February 15, 2026, and annually thereafter.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the trading activities of company insiders. This filing indicates changes in Kara West's holdings of Capital One stock.

Stakeholder Impact

  • The filing provides transparency to shareholders regarding insider trading activity.

Key Dates

DateDescription
02/04/2025Date of Power of Attorney execution and stock transaction.
02/04/2025Date of earliest transaction.
02/06/2025Date of signature for the report.
02/15/2026First vesting date for restricted stock units.
10/31/2026Expiration date of Notary Public commission.

Keywords

Form 4, SEC Filing, Capital One, Stock Transaction, Beneficial Ownership, Kara West, Chief Enterprise Risk Officer, Power of Attorney

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