Form 4: Capital One Executive Haggerty Sells Shares to Cover Tax Obligations
SEC Form 4 Filing
Kaitlin Haggerty, Chief Human Resources Officer at Capital One, disposed of shares to cover tax obligations related to vesting restricted stock units.
Summary
- Kaitlin Haggerty, Chief Human Resources Officer of Capital One Financial Corp, filed a Form 4.
- The form reports the disposal of common stock to cover tax obligations associated with the vesting of restricted stock units.
- The transactions occurred on February 15, 2025.
- A total of 278, 710 and 930 shares were disposed of at a price of $202.16 per share.
- Following the transactions, Haggerty beneficially owns 21,294 shares of Capital One common stock.
Sentiment
Score: 5
Explanation: This is a neutral event. It reflects routine tax management by an executive and doesn't inherently signal positive or negative sentiment about the company's prospects.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates that the executive is managing their tax obligations related to equity compensation.
Key Dates
| Date | Description |
|---|---|
| February 3, 2022 | Date of restricted stock units grant associated with the first transaction. |
| January 26, 2023 | Date of restricted stock units grant associated with the second transaction. |
| February 1, 2024 | Date of restricted stock units grant associated with the third transaction. |
| February 15, 2025 | Date of the stock disposal transactions. |
| February 19, 2025 | Date of the signature on the Form 4 filing. |
Keywords
Form 4, Capital One, Haggerty, Insider Trading, Stock Disposal, Tax Obligations, Restricted Stock Units, COF
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