Form 4: Capital One Executive Frank G. LaPrade, III Reports Stock Disposals to Cover Tax Obligations
SEC Form 4 Filing
Frank G. LaPrade, III, Chief Enterprise Services Officer at Capital One Financial Corp, reported disposing of shares to cover tax obligations related to vesting restricted stock units.
Summary
- On February 15, 2025, Frank G. LaPrade, III, Chief Enterprise Services Officer of Capital One Financial Corp, disposed of common stock to cover tax obligations.
- These disposals were related to the vesting of restricted stock units granted on February 3, 2022, January 26, 2023, and February 1, 2024.
- The disposals were executed at a price of $202.16 per share.
- Following these transactions, LaPrade directly owns 48,191 shares of Capital One common stock and indirectly owns 810 shares through a 401(k) plan.
Sentiment
Score: 5
Explanation: This is a neutral event. It reflects routine tax-related stock disposals and doesn't indicate a change in the executive's overall confidence in the company.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. These filings are closely watched by investors seeking insights into management's perspective on the company's stock.
Key Dates
| Date | Description |
|---|---|
| 02/03/2022 | Date of restricted stock units grant associated with one of the tax obligations. |
| 01/26/2023 | Date of restricted stock units grant associated with one of the tax obligations. |
| 02/01/2024 | Date of restricted stock units grant associated with one of the tax obligations. |
| 02/15/2025 | Date of stock disposal to cover tax obligations. |
| 02/19/2025 | Date of signature on the Form 4 filing. |
Keywords
Form 4, Capital One, Stock Disposal, Restricted Stock Units, Tax Obligations, Insider Trading, COF, Frank G. LaPrade III
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