4/A: Capital One Executive Amends Stock Ownership Filing

Capital One's President of Global Payment Network, Jason P. Hanson, amended a previous SEC filing to correctly report the vesting of 2,014 restricted stock units.

Summary

• This is an amendment (Form 4/A) to a previously filed Form 4 dated August 5, 2025, by Jason P. Hanson, President of Global Payment Network at Capital One Financial Corp.
• The amendment corrects an inadvertent omission in the original filing, specifically reporting the vesting of restricted stock units (RSUs).
• On August 1, 2025, 2,014 restricted stock units vested and converted into 2,014 shares of Capital One Common Stock on a one-for-one basis.
• The vesting process included an automatic withholding by Capital One to satisfy tax obligations.
• Following this reported transaction, Jason P. Hanson directly beneficially owns 32,479 shares of Common Stock.
• Additionally, Jason P. Hanson directly beneficially owns 26,759 restricted stock units.
• The RSUs vest in two equal annual installments, with the first installment occurring on August 1, 2025, and have no expiration date.

Sentiment

Score: 5

Explanation: This is a routine compliance filing correcting an administrative error. It does not indicate positive or negative performance for the company, but rather a standard executive compensation event and a correction to ensure accurate disclosure.

Positives

• The company is ensuring accurate disclosure of executive compensation, demonstrating compliance with SEC regulations.
• Vesting of 2,014 restricted stock units for the executive, representing a component of their compensation.

Negatives

• An administrative error led to an initial omission in the original Form 4, requiring an amendment.

Future Outlook

The remaining restricted stock units are scheduled to vest in future equal annual installments, following the initial vesting on August 1, 2025.

Industry Context

This filing is a routine insider transaction report, common across publicly traded companies, reflecting executive compensation in the form of equity and subsequent ownership changes. It does not provide insights into broader industry trends or competitive positioning beyond standard executive incentive structures.

Stakeholder Impact

• Shareholders: Provides updated transparency on executive equity ownership and compensation, which is part of routine corporate governance disclosures.

Next Steps

• Future vesting installments of the remaining restricted stock units for Jason P. Hanson.

Key Dates

Keywords

Capital One, COF, SEC Form 4, Insider Transaction, Stock Ownership, Restricted Stock Units, Executive Compensation, Amendment