Form 4: Capital One Exec Sells Shares Under 10b5-1 Plan

Capital One Financial Corp. General Counsel and Corp Secy, Matthew W. Cooper, reported a sale of 3,500 common shares on June 2, 2026, executed under a pre-arranged Rule 10b5-1 trading plan.

Summary

• Matthew W. Cooper, General Counsel & Corp Secy of Capital One Financial Corp. (COF), sold 3,500 shares of common stock.
• The transaction occurred on June 2, 2026, with shares sold at a price of $183.36 per share.
• This sale was conducted under a Rule 10b5-1 trading plan established on January 26, 2026, which is designed to comply with affirmative defense conditions for insider trading.
• Following the transaction, Mr. Cooper beneficially owns 93,694 shares of common stock directly.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing. The sale was conducted under a pre-established 10b5-1 plan, which is a standard and legal method for insiders to manage their stock holdings, thus mitigating concerns about insider trading.

Negatives

• Insider selling of company stock, even if pre-planned, can sometimes be perceived negatively by the market.

Risks

• The sale was executed under a Rule 10b5-1 plan, which is a standard mechanism for insiders to sell shares without violating insider trading rules, but the mere act of selling can be interpreted as a lack of confidence by some investors.

Future Outlook

The filing does not contain forward-looking statements or guidance. It is a report of a completed transaction.

Industry Context

StockSavvy.ai notes that Form 4 filings reporting transactions under Rule 10b5-1 plans are common for corporate insiders. These plans allow for pre-scheduled stock sales or purchases, providing a defense against accusations of insider trading. The execution of such a plan by a senior executive at a major financial institution like Capital One is a routine disclosure.

Stakeholder Impact

• Shareholders: The sale of shares by a senior executive may lead to minor short-term market reactions, though the use of a 10b5-1 plan mitigates concerns about insider trading. The executive's continued significant beneficial ownership suggests ongoing commitment.

Key Dates

Keywords

Capital One Financial Corp, COF, Form 4, Insider Trading, Rule 10b5-1, Matthew W. Cooper, Stock Sale, Beneficial Ownership