Form 4: Capital One Director Suni P. Harford Reports Acquisition and Disposal of Common Stock
SEC Form 4 Filing
Director Suni P. Harford reports acquisition of 1,241 shares and disposal of 3,020 shares of Capital One Financial Corp common stock on May 8, 2025, according to a Form 4 filing.
Summary
- Suni P. Harford, a director of Capital One Financial Corp, filed a Form 4 with the SEC.
- The filing reports a transaction date of May 8, 2025.
- Harford acquired 1,241 shares of common stock.
- Harford disposed of 3,020 shares of common stock.
- Following the reported transactions, Harford beneficially owns 3,020 shares of Capital One common stock.
- The filing also details restricted stock units that vest on May 8, 2026, and settle in shares of common stock, with additional shares representing accrued dividends.
- Harford has a Power of Attorney agreement in place, granting authority to Matthew W. Cooper, Cleo Belmonte, Katherine DeLuca, Jason S. Frank, and Blaise F. Brennan to handle SEC filings related to Capital One securities.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing stock transactions by a company director. It doesn't inherently convey positive or negative sentiment.
Future Outlook
The reporting person will be entitled to additional shares representing dividends accrued on the shares issuable at settlement of the restricted stock units on May 8, 2026.
Industry Context
Form 4 filings are standard disclosures required by the SEC for corporate insiders, providing transparency into their transactions in the company's securities. This filing indicates the trading activity of a Capital One director.
Comparison to Industry Standards
- Form 4 filings are a standard regulatory requirement for corporate insiders in publicly traded companies, ensuring transparency in their trading activities.
- Similar filings are made by insiders at companies like JPMorgan Chase, Bank of America, and Citigroup, reflecting their individual transactions in company stock.
- The level of detail and information required in Form 4 filings is consistent across all publicly traded companies in the United States.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the trading activities of a company director.
- It helps stakeholders understand the alignment of interests between management and shareholders.
Key Dates
| Date | Description |
|---|---|
| 2025/03/05 | Date of Power of Attorney execution. |
| 2025/05/08 | Date of transaction: acquisition and disposal of common stock. |
| 2025/05/12 | Date of signature on the Form 4 filing. |
| 2026/05/08 | Vesting date of restricted stock units. |
| 2026/10/31 | Expiration date of Notary Public commission. |
Keywords
Form 4, Capital One, Director, Suni P. Harford, Beneficial Ownership, Common Stock, SEC Filing, Restricted Stock Units, Power of Attorney
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