Form 4: Capital One Director Suni P. Harford Reports Acquisition and Disposal of Common Stock
SEC Form 4 Filing
Director Suni P. Harford reports acquiring 1,658 shares of Capital One common stock and disposing of 1,779 shares on May 2, 2024.
Summary
- On May 2, 2024, Suni P. Harford, a director of Capital One Financial Corp, acquired 1,658 shares of common stock.
- On the same day, Harford disposed of 1,779 shares of common stock.
- Following these transactions, Harford beneficially owns 1,779 shares of Capital One common stock.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing stock transactions by a company director, with no inherent positive or negative sentiment.
Future Outlook
Restricted stock units vest on May 2, 2025, and settle in shares of Capital One's common stock upon termination of service as a director; additional shares representing accrued dividends will also be issued at settlement.
Industry Context
Form 4 filings are standard disclosures required by the SEC for corporate insiders, providing transparency into their trading activities and holdings in their own company's stock.
Stakeholder Impact
- The transactions may provide insights to shareholders regarding the director's view on the company's stock.
Key Dates
| Date | Description |
|---|---|
| 05/02/2024 | Date of stock acquisition and disposal. |
| 05/02/2025 | Restricted stock units vest in their entirety. |
| 05/06/2024 | Date of Form 4 filing. |
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