Form 4: Capital One Director Peter Thomas Killalea Reports Acquisition and Disposal of Common Stock

Director Peter Thomas Killalea reported acquiring 1,658 shares of Capital One Financial Corp common stock and disposing of an unspecified amount on May 2, 2024.

Summary

• On May 2, 2024, Peter Thomas Killalea, a director of Capital One Financial Corp, reported acquiring 1,658 shares of common stock.
• The acquisition was made at a price of $0.
• Killalea also reported disposing of an unspecified amount of common stock.
• Following these transactions, Killalea beneficially owns 18,778 shares of Capital One Financial Corp.
• The reported transactions also involve restricted stock units which vest in their entirety on May 2, 2025, and settle in shares of the Company's common stock upon termination of service as a director.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral.

Future Outlook

The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Industry Context

Form 4 filings are standard disclosures required by the SEC for corporate insiders, providing transparency into their trading activities and holdings in their own company's stock.

Stakeholder Impact

• The transactions may have a minor impact on shareholders due to the change in insider ownership.
• The vesting of restricted stock units impacts the director's compensation and alignment with company performance.

Key Dates