Form 4: Capital One Director Peter Raskind Reports Acquisition of Common Stock

Director Peter Raskind reported the acquisition of 1,241 shares of Capital One Financial Corp common stock on May 8, 2025, and also disposed of shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Summary

• On May 8, 2025, Peter Raskind, a director of Capital One Financial Corp, acquired 1,241 shares of common stock.
• The acquisition was made at a price of $0 per share.
• Following the transaction, Raskind beneficially owns 33,083 shares of Capital One common stock.
• The report also covers the disposal of shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.
• Raskind also has restricted stock units that vest in their entirety on May 8, 2026, and will be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Sentiment

Score: 5

Explanation: The sentiment is neutral as it's a standard disclosure of stock transactions by a company director. The acquisition of shares could be seen as slightly positive, but it's not a significant event.

Positives

• A director increasing their holdings can be seen as a positive signal.

Future Outlook

The reporting person will be entitled to additional shares representing dividends accrued on the shares issuable at settlement of restricted stock units that vest on May 8, 2026.

Industry Context

This filing is a routine disclosure of insider transactions, which are common in publicly traded companies. It provides transparency into the actions of company insiders.

Comparison to Industry Standards

• Form 4 filings are standard practice for directors and officers of publicly traded companies like Capital One, similar to filings made by insiders at companies like JPMorgan Chase (JPM) and Bank of America (BAC).
• The reporting requirements are governed by Section 16(a) of the Securities Exchange Act of 1934, ensuring consistent disclosure across the financial industry.

Stakeholder Impact

• The transaction could have a minor positive impact on shareholder sentiment.

Key Dates

Keywords

Form 4, Capital One, Director, Raskind, Stock Acquisition, Beneficial Ownership, COF, Restricted Stock Units, Dividends