Form 4: Capital One Director Leenaars Cornelis PAJ Reports Acquisition and Disposal of Common Stock

Director Leenaars Cornelis PAJ of Capital One Financial Corp reports acquiring 1,658 shares of common stock and disposing of shares, resulting in a beneficial ownership of 12,657 shares.

Summary

• On May 2, 2024, Capital One Financial Corp Director Leenaars Cornelis PAJ acquired 1,658 shares of common stock.
• The acquisition was made at a price of $0.
• The director also disposed of shares.
• Following the transaction, the director's beneficial ownership amounts to 12,657 shares of common stock.
• The director also holds restricted stock units which vest in their entirety on May 2, 2025, and settle in shares of the Company's common stock upon termination of service as a director.
• The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Sentiment

Score: 5

Explanation: The sentiment is neutral as it is a standard regulatory filing reporting transactions by a company director. The acquisition of shares could be seen as slightly positive, but it's not a significant event.

Positives

• The acquisition of shares by a director could be seen as a positive signal about the company's prospects.

Future Outlook

The director holds restricted stock units that will vest on May 2, 2025, and settle in shares upon termination of service, with additional shares representing accrued dividends.

Industry Context

Form 4 filings are standard disclosures required by the SEC to provide transparency into the transactions of company insiders, allowing investors to monitor the actions of those with privileged information.

Stakeholder Impact

• The change in beneficial ownership may be of interest to shareholders.

Key Dates