Form 4: Capital One Director Ann F. Hackett Sells 1,658 Shares Under 10b5-1 Trading Plan

Ann F. Hackett, a director of Capital One Financial Corp, sold 1,658 shares of common stock at $198.70 per share on May 12, 2025, under a pre-arranged trading plan.

Summary

• On May 12, 2025, Ann F. Hackett, a director at Capital One Financial Corp, sold 1,658 shares of common stock.
• The sale was executed at a price of $198.70 per share.
• The transaction was conducted under a pre-existing trading plan established on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
• Following the transaction, Hackett directly owns 56,244 shares of Capital One Financial Corp.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the transaction is a routine sale under a pre-arranged trading plan and doesn't necessarily indicate a positive or negative outlook for the company.

Industry Context

Sales by insiders are a normal part of corporate governance. The use of a 10b5-1 trading plan suggests the sale was pre-planned and not based on any inside information.

Stakeholder Impact

• The sale of shares by a director could have a minor negative impact on shareholder sentiment, but the use of a 10b5-1 plan mitigates this concern.

Key Dates

Keywords

Capital One, Director, Share Sale, Form 4, 10b5-1 Trading Plan, COF, Hackett, Insider Trading