Form 4: Capital One Controller Timothy Golden Reports Stock Disposals to Cover Tax Obligations
SEC Form 4 Filing
Timothy Golden, Controller at Capital One Financial Corp, reported the disposal of common stock to cover tax obligations related to vesting restricted stock units.
Summary
- On February 15, 2025, Timothy P Golden, Controller of Capital One Financial Corp, disposed of shares of common stock to cover tax obligations.
- The disposals were related to the vesting of restricted stock units granted on February 3, 2022, January 26, 2023, and February 1, 2024.
- A total of 455, 569, and 514 shares were disposed of at a price of $202.16 per share.
- Following these transactions, Golden directly owns 12,341 shares of Capital One common stock.
Sentiment
Score: 5
Explanation: This is a neutral event. It reflects routine tax-related stock disposals and doesn't indicate a change in the executive's overall confidence in the company.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. These filings are closely watched by investors seeking insights into management's perspective on the company's stock.
Comparison to Industry Standards
- Form 4 filings are standard practice for publicly traded companies and their insiders, ensuring compliance with SEC regulations.
- Similar filings are made by executives at other financial institutions like JPMorgan Chase, Bank of America, and Citigroup when they engage in transactions involving their company's stock.
Key Dates
| Date | Description |
|---|---|
| 02/03/2022 | Date of restricted stock units grant related to disposal of 455 shares. |
| 01/26/2023 | Date of restricted stock units grant related to disposal of 569 shares. |
| 02/01/2024 | Date of restricted stock units grant related to disposal of 514 shares. |
| 02/15/2025 | Date of stock disposal to cover tax obligations. |
| 02/19/2025 | Date of signature for the Form 4 filing. |
Keywords
Form 4, Capital One, Stock Disposal, Restricted Stock Units, Tax Obligations, Insider Trading
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