Form 4: Capital One CFO Sells Shares in Recent Transaction

Capital One's Chief Financial Officer, Andrew M. Young, sold 5,901 shares of common stock at a price of $183.51 per share on November 8, 2024.

Summary

• Andrew M. Young, the Chief Financial Officer of Capital One Financial Corp, sold 5,901 shares of common stock on November 8, 2024.
• The sale price was $183.51 per share.
• Following the transaction, Mr. Young directly owns 28,974 shares of Capital One common stock.
• He also indirectly owns 59 shares through a child.
• The shares were sold on the open market and some shares were acquired through the company's Associate Stock Purchase Plan since the last reported transaction.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing for an insider stock sale, which is neither positive nor negative in itself. It's a neutral event.

Industry Context

This is a routine disclosure of an insider transaction, which is common for executives of publicly traded companies. It does not indicate any specific trend in the financial industry.

Comparison to Industry Standards

• Form 4 filings are standard practice for publicly traded companies in the US, and this transaction is consistent with typical insider trading disclosures.
• Other financial institutions such as JP Morgan Chase (JPM) and Bank of America (BAC) also have similar filings when their executives trade company stock.

Stakeholder Impact

• The stock sale by the CFO may have a minor impact on shareholder sentiment, but it is unlikely to significantly affect the company's overall performance.

Key Dates

Keywords

Capital One, COF, Andrew M. Young, Chief Financial Officer, stock sale, insider trading, Form 4, equity securities