SCHEDULE 13G: Susquehanna Affiliates Disclose 5.4% Stake in C3.ai, Inc.
Beneficial Ownership Report
A group of Susquehanna-affiliated entities has reported a collective beneficial ownership of 5.4% of C3.ai, Inc.'s Class A Common Stock as of December 31, 2024.
Summary
- G1 Execution Services, LLC, Susquehanna Fundamental Investments, LLC, Susquehanna Investment Group, and Susquehanna Securities, LLC, collectively referred to as 'Reporting Persons,' have filed a Schedule 13G.
- As of December 31, 2024, the Reporting Persons collectively beneficially own 6,780,381 shares of C3.ai, Inc.'s Class A Common Stock.
- This aggregate ownership represents 5.4% of the total Class A Common Stock outstanding.
- The total shares outstanding for C3.ai, Inc. were 125,565,327 as of November 30, 2024, as indicated in the company's Form 10-Q filed on December 10, 2024.
- Susquehanna Investment Group's beneficial ownership includes options to buy 354,000 shares.
- Susquehanna Securities, LLC's beneficial ownership includes options to buy 5,517,900 shares.
- The Reporting Persons disclaim beneficial ownership of shares owned directly by another reporting person within the group, but collectively report shared voting and dispositive power over the aggregate amount.
Sentiment
Score: 5
Explanation: The document is a routine compliance filing (Schedule 13G) reporting beneficial ownership, which does not inherently convey positive or negative sentiment regarding the issuer's performance or outlook. It is a factual disclosure of an investment position.
Positives
- The filing indicates significant institutional interest in C3.ai, Inc. by a group of Susquehanna-affiliated entities, which could be viewed as a vote of confidence.
Negatives
- The document, being a beneficial ownership report, does not contain information typically categorized as negatives regarding the issuer's operations or financial performance.
Future Outlook
This Schedule 13G filing is a disclosure of beneficial ownership and does not contain any forward-looking statements or guidance regarding the issuer's future outlook.
Industry Context
C3.ai, Inc. operates in the enterprise AI software sector. The disclosure of a significant stake by a prominent financial group like Susquehanna may reflect broader institutional interest in the growth potential of artificial intelligence and enterprise software solutions.
Stakeholder Impact
- Shareholders: The disclosure provides transparency regarding a significant institutional holder's stake in the company, potentially influencing investor perception and confidence.
Key Dates
| Date | Description |
|---|---|
| 11/30/2024 | Date as of which C3.ai, Inc. reported 125,565,327 Class A Common Shares outstanding in its Form 10-Q. |
| 12/31/2024 | Date of the event which required the filing of this Schedule 13G statement. |
| 02/13/2025 | Date the Schedule 13G statement was signed and filed by the Reporting Persons. |
Keywords
C3.ai, AI, Artificial Intelligence, Software, Enterprise AI, SEC Filing, Schedule 13G, Beneficial Ownership, Institutional Investor, Susquehanna
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