Form 4: C3.ai Director Sells Shares Post-RSU Vesting

C3.ai Director John E. Hyten reported the sale of 2,500 Class A Common Stock shares at $13.53 each following the vesting of 5,000 Restricted Stock Units.

Summary

• John E. Hyten, a Director of C3.ai, Inc., reported a transaction on January 15, 2026.
• The transaction involved the disposition (sale) of 2,500 shares of C3.ai Class A Common Stock.
• The shares were sold at a price of $13.53 per share.
• This disposition occurred in the context of 5,000 Restricted Stock Units (RSUs) vesting on the same date.
• Of the 5,000 vested RSUs, 2,500 were settled in cash, meaning the company paid cash for that portion instead of issuing shares.
• Following the transaction, John E. Hyten directly holds 128,158 shares and indirectly holds 102,886 shares through Hyten Group LLC.

Sentiment

Score: 6

Explanation: The transaction is a routine insider sale following RSU vesting, which is a neutral event. The vesting itself is positive for the insider, but the sale provides liquidity.

Positives

• The vesting of 5,000 Restricted Stock Units (RSUs) indicates a compensation event for the director.
• The cash settlement of 2,500 RSUs provides liquidity to the director.

Negatives

• The disposition (sale) of 2,500 shares by a director could be perceived negatively by some investors, although it is a common practice for tax planning or liquidity following RSU vesting.

Future Outlook

No specific forward-looking statements or guidance are provided in this filing.

Industry Context

This Form 4 filing details an individual insider transaction and does not provide broader industry context or trends.

Corporate Governance

Related Party Transactions

• Disposition of 2,500 Class A Common Stock shares by Director John E. Hyten.
• Vesting and partial cash settlement of 5,000 Restricted Stock Units for Director John E. Hyten.

Stakeholder Impact

• Shareholders: A director's sale of shares could be interpreted in various ways, from routine liquidity to a signal about future prospects, though this specific sale is tied to RSU vesting, making it less indicative of sentiment.

Next Steps

• The Power of Attorney outlines future obligations for the appointed attorneys-in-fact to prepare, execute, and submit Forms 3, 4, and 5 on behalf of John E. Hyten as required by Section 16 of the Securities Exchange Act of 1934.

Key Dates

Recommendation

This Form 4 reports a routine insider transaction (sale of shares following RSU vesting) by a director. Such transactions are common for tax planning and liquidity and typically do not signal a significant change in company fundamentals or future prospects. Therefore, it does not warrant a change in investment recommendation based solely on this filing.

Keywords

C3.ai, AI, John E. Hyten, Director, Form 4, Insider Trading, Stock Sale, RSU Vesting, Class A Common Stock, Securities Transaction