Form 4: C1 Fund CEO Buys Shares Under 10b5-1 Plan

C1 Fund Inc.'s CEO and Director, Najamul Hasan Kidwai, purchased 12,030 shares of common stock at $4.93 per share.

Summary

• Najamul Hasan Kidwai, the Chief Executive Officer and a Director of C1 Fund Inc. (CFND), reported an acquisition of common stock.
• The transaction, which occurred on December 15, 2025, involved the purchase of 12,030 shares of C1 Fund Inc. common stock.
• The shares were acquired at a price of $4.93 per share.
• This transaction was made pursuant to a Rule 10b5-1(c) plan, indicating a pre-arranged trading strategy.
• Following this purchase, Kidwai directly beneficially owns 30,130 shares of common stock.
• Additionally, Kidwai indirectly beneficially owns 207,607 shares of common stock via C1 Group LLC.

Sentiment

Score: 7

Explanation: The insider purchase by the CEO is a positive signal, indicating management's confidence in the company's future. While the transaction value is not exceptionally large, it reinforces a positive outlook.

Positives

• The purchase of common stock by the CEO and Director, Najamul Hasan Kidwai, signals management's confidence in the company's future prospects.
• The direct investment of approximately $59,397.90 (12,030 shares * $4.93/share) demonstrates a tangible commitment from leadership.
• The transaction being executed under a Rule 10b5-1 plan suggests a disciplined and pre-planned investment strategy, rather than a reactive market timing decision.

Future Outlook

NA

Industry Context

NA

Related Party Transactions

• Najamul Hasan Kidwai's indirect beneficial ownership of 207,607 shares via C1 Group LLC represents a related party interest.

Stakeholder Impact

• Shareholders may view the CEO's purchase as a positive sign of confidence in the company's future performance and valuation.
• Employees and other stakeholders might interpret this as a signal of stability and positive outlook from leadership.

Key Dates

Recommendation

The CEO's purchase of company stock signals confidence in C1 Fund Inc.'s future. While this is a positive indicator, a single insider transaction typically warrants a 'hold' recommendation, as it should be considered alongside comprehensive financial analysis and market conditions rather than as a standalone 'buy' signal.

Keywords

C1 Fund Inc., CFND, Insider Trading, Form 4, Stock Purchase, CEO, Director, Najamul Hasan Kidwai, Equity Acquisition, 10b5-1 Plan