SCHEDULE 13G/A: Empery Asset Management Reports 4.99% Stake in BullFrog AI Holdings, Inc. via Warrants
Beneficial Ownership Report
Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, has reported a 4.99% beneficial ownership stake in BullFrog AI Holdings, Inc., primarily through warrants, as detailed in an amended Schedule 13G filing.
Summary
- Empery Asset Management, LP, serving as the investment manager for the Empery Funds, along with its managing members Ryan M. Lane and Martin D. Hoe, are the Reporting Persons.
- The filing pertains to their beneficial ownership of Common Stock and Common Stock issuable upon exercise of Warrants in BullFrog AI Holdings, Inc.
- The Reporting Persons collectively beneficially own 494,510 shares of Common Stock.
- This ownership represents 4.99% of the outstanding class of BullFrog AI Holdings, Inc. Common Stock.
- The percentage is calculated based on 9,415,525 shares of Common Stock outstanding as of March 11, 2025, as reported in the Company's Annual Report on Form 10-K filed on March 14, 2025.
- The beneficial ownership includes shares issuable upon the exercise of Warrants.
- A 'Blocker' provision in the Warrants prevents the Reporting Persons from exercising them to the extent that it would result in beneficial ownership exceeding 4.99% of the outstanding shares.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing (Schedule 13G) disclosing beneficial ownership, which typically does not convey positive or negative sentiment regarding the company's performance or outlook.
Risks
- The Reporting Persons are subject to a 'Blocker' provision in the Warrants, which prevents them from exercising the Warrants if it would result in beneficial ownership exceeding 4.99% of the outstanding shares of Common Stock.
Future Outlook
NA
Industry Context
NA
Stakeholder Impact
- Provides transparency to shareholders and potential investors regarding significant ownership stakes by institutional investors.
Key Dates
| Date | Description |
|---|---|
| 03/11/2025 | Date as of which 9,415,525 shares of Common Stock were reported outstanding in the Company's 10-K. |
| 03/14/2025 | Date BullFrog AI Holdings, Inc. filed its Annual Report on Form 10-K with the SEC. |
| 03/31/2025 | Date of event which requires the filing of this statement. |
| 04/24/2025 | Date of signature and filing of this Schedule 13G Amendment No. 1. |
Keywords
BullFrog AI Holdings Inc., Empery Asset Management LP, Schedule 13G, beneficial ownership, common stock, warrants, investment management, SEC filing, Ryan M. Lane, Martin D. Hoe
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