Form 4: Broadwind, Inc. Executive Thomas A. Ciccone Reports Changes in Beneficial Ownership

VP and CFO of Broadwind, Inc., Thomas A. Ciccone, reports a transaction involving common stock related to withholding obligations and vesting of restricted stock units.

Summary

• On April 25, 2025, Thomas A. Ciccone, VP and CFO of Broadwind, Inc., reported a transaction involving the disposition of 968 shares of common stock at a price of $1.49.
• This transaction was to satisfy withholding obligations related to the vesting of a prior restricted stock unit grant.
• Following the transaction, Ciccone directly owns 83,606 shares of common stock, which includes restricted stock units vesting in May 2025, May 2026 and May 2027.
• Ciccone also indirectly owns 15,670 shares through a 401(k) plan.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, and the sentiment is neutral. It simply reports a transaction.

Future Outlook

The document outlines future vesting dates for restricted stock units held by the reporting person.

Industry Context

This filing is a routine disclosure related to insider transactions and is common for publicly traded companies. It provides transparency into the holdings and transactions of company executives.

Stakeholder Impact

• The transaction has a minor impact on shareholders as it reflects an executive's stock disposition to cover tax obligations.

Key Dates

Keywords

Beneficial Ownership, Form 4, Ciccone, Broadwind, BWEN, Restricted Stock Units, Withholding Obligation, Insider Trading